-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JhX/88CsBXya51RXlB3lpquQZ47YM6lkuXV7w3G/KwDE63J7VFfLAdZVh+dCvgyk GN8skC+9kFXCw8gvloMmSw== 0001337491-06-000002.txt : 20060410 0001337491-06-000002.hdr.sgml : 20060410 20060410081930 ACCESSION NUMBER: 0001337491-06-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060410 DATE AS OF CHANGE: 20060410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JOHN HANCOCK FINANCIAL TRENDS FUNDS INC CENTRAL INDEX KEY: 0000852954 IRS NUMBER: 000000000 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41158 FILM NUMBER: 06749627 BUSINESS ADDRESS: STREET 1: C/O JOHN HANCOCK FUNDS STREET 2: 601 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-663-3000 MAIL ADDRESS: STREET 1: C/O JOHN HANCOCK FUNDS STREET 2: 601 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHEASTERN THRIFT & BANK FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHEASTERN SAVINGS INSTITUTIONS FUND INC DATE OF NAME CHANGE: 19911028 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Schultz Investment Advisors, Inc. CENTRAL INDEX KEY: 0001337491 IRS NUMBER: 383174283 STATE OF INCORPORATION: MI FISCAL YEAR END: 1205 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 160 E. GRAND RIVER ROAD, SUITE B CITY: WILLIAMSTON STATE: MI ZIP: 48895 BUSINESS PHONE: 514-347-2700 MAIL ADDRESS: STREET 1: 160 E. GRAND RIVER ROAD, SUITE B CITY: WILLIAMSTON STATE: MI ZIP: 48895 SC 13D/A 1 jhftthird.txt 1. NAME OF REPORTING PERSON Schultz Investment Advisors, Inc. 2. CHECK THE BOX IF MEMBER OF A GROUP a[] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________ 7. SOLE VOTING POWER 0 8. SHARED VOTING POWER 0 9. SOLE DISPOSITIVE POWER 425,976 ________________________________________________________________ 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT OWNED BY EACH REPORTING PERSON 425,976 12. CHECK IF THE AGGREGATE AMOUNT EXCLUDES CERTAIN SHARES [] ___________________________________________________________ 13. PERCENT OF CLASS REPRESENTED BY ROW 11 10.67 % 14. TYPE OF REPORTING PERSON IA ___________________________________________________________ The following constitutes Amendment No. 1 to the Schedule 13D filed by the undersigned on 2/28/2006. This Amendment No. 1 amends the Schedule 13D as specifically set forth. Item 5 is amended as follows: ITEM 5. INTEREST IN SECURITIES OF THE ISSUER a,b. As per the semi-annual report for the period ending June 30, 2005 filed on September 6, 2005 there were 3,993,124 shares outstanding. The percentage set forth in this item (5a) was derived using such number. Schultz Investment Advisors, Inc. has the sole authority to dispose of 425,976 shares of JHFT or 10.67% of the outstanding shares. Schultz Investment Advisors, Inc. has shared dispositive power over 0 shares. c. During the last sixty days the following shares of common stock were purchased or sold: Date buy/sell shares price 2/21/2006 BUY 11500 $ 17.71 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/22/2006 BUY 600 $ 18.00 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/23/2006 BUY 570 $ 18.24 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 670 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 670 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 672 $ 18.22 2/24/2006 BUY 672 $ 18.22 2/24/2006 BUY 670 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 672 $ 18.22 2/24/2006 BUY 670 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 672 $ 18.22 2/24/2006 BUY 670 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 670 $ 18.22 2/24/2006 BUY 672 $ 18.22 2/24/2006 BUY 672 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 670 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 670 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 670 $ 18.22 2/24/2006 BUY 670 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 432 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/24/2006 BUY 430 $ 18.22 2/28/2006 BUY 1110 $ 18.03 2/28/2006 BUY 1110 $ 18.03 2/28/2006 BUY 1110 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1110 $ 18.03 2/28/2006 BUY 1110 $ 18.03 2/28/2006 BUY 1110 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1110 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1110 $ 18.03 2/28/2006 BUY 1110 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1110 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1100 $ 18.03 2/28/2006 BUY 1100 $ 18.03 3/2/2006 BUY 4000 $ 18.02 3/3/2006 BUY 1000 $ 18.05 3/3/2006 BUY 8200 $ 18.05 3/3/2006 BUY 8200 $ 18.05 3/3/2006 BUY 4000 $ 18.05 3/6/2006 BUY 3500 $ 17.99 3/7/2006 BUY 100 $ 17.94 3/7/2006 BUY 100 $ 17.94 3/7/2006 BUY 100 $ 17.94 3/7/2006 BUY 2000 $ 17.94 3/8/2006 BUY 200 $ 17.94 3/9/2006 BUY 165 $ 17.97 3/15/2006 BUY 1175 $ 18.04 3/15/2006 BUY 75 $ 18.04 3/15/2006 BUY 500 $ 18.04 3/15/2006 SELL 200 $ 17.87 3/15/2006 BUY 425 $ 18.04 3/15/2006 BUY 825 $ 18.04 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/16/2006 BUY 425 $ 18.06 3/17/2006 BUY 1500 $ 18.03 3/17/2006 BUY 1500 $ 18.03 3/27/2006 BUY 107 $ 17.97 3/27/2006 BUY 775 $ 17.97 3/27/2006 BUY 2693 $ 17.97 3/27/2006 BUY 2248 $ 17.97 3/30/2006 BUY 100 $ 18.11 3/30/2006 BUY 300 $ 18.11 3/30/2006 BUY 175 $ 18.12 3/30/2006 BUY 400 $ 18.12 3/30/2006 BUY 100 $ 18.11 3/31/2006 BUY 200 $ 17.93 4/4/2006 SELL 3995 $ 17.81 In addition certain clients of Schultz Investment Advisors, Inc. have elected to exit the group. d. Beneficiaries of accounts managed by Schultz Investment Advisors, Inc. are entitled to receive any dividends or sales proceeds. e. NA After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 4/7/06 ___________________________ Date Scott T. Schultz ___________________________ Signature Scott T. Schultz, Chairman, Schultz Investment Advisors, Inc. ___________________________ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----